Sarbanes-Oxley 20 years later - Sourcing Emerging Risks Part 2

Overview

It would be amiss to not recognize that the passage of time has changed our world. Think of various events such as economic change, technological evolution, the pandemic etc. These are just a few of the changes that may have impacted the manner in which we execute some of the processes outlined in the SOX legislation.

In this segment we will focus on sourcing of emerging risks by utilizing to COSO principles.

Objectives

<style type="text/css"> </style> Examine changing concepts of the Control Environment
Understanding skill sourcing issues
Understand important elements of the Risk Assessment component
Examine the evolution of the Information & Communication components and the Monitoring Component

Highlights

Sarbanes-Oxley
Accounting

Designed For

Accountants, Internal and External Auditors, Finance Professionals

Prerequisites

Knowledge of Sarbanes-Oxley

Preparation

Knowledge of Sarbanes-Oxley

Notice

Your webinar can be accessed via https://ctcpas.acpen.com/. If you do not have an ACPEN account, please sign up for an account using the email address you have on file with CTCPA.

Fees

Credits

Level

Code

Vendor

Fields of Study

Leader(s):

Lynn Fountain, CGMA, CRMA, MB, AICPA

Leader Bios

Lynn Fountain, CGMA, CRMA, MB, AICPA

Lynn Fountain, CGMA, CRMA, MBA

Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

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