Sarbanes-Oxley Update - Accounting Risk Assessment considerations - 20 years later
Online
1.80 Credits
Member Price $79.00
Non-Member Price $99.00
Overview
It's been 20 years and counting since the Sarbanes-Oxley legislation was passed. In theory the legislative requirements outlined are still in place. Although the requirements haven't changed, time has changed and as a result, execution of the processes has most likely changed.
Objectives
- <style type="text/css"> </style> Review concepts of SOX process
- Review Accounting Risk Assessment factors per AS5
- Consider changes required to Accounting Risk Assessment and considerations of SAS 145
- Consider impact of evolving issues
- The impact of technology
- Impact of critical audit matters
- The impact of ESG
- Review a six-step process to executing an accounting risk assessment
Highlights
- Sarbanes-Oxley
- Accounting Risk Assessment
Designed For
Accountants, Internal and External Auditors, Finance Professionals
Prerequisites
Knowledge of Sarbanes-Oxley
Preparation
Knowledge of Sarbanes-Oxley
Notice
Your webinar can be accessed via https://ctcpas.acpen.com/. If you do not have an ACPEN account, please sign up for an account using the email address you have on file with CTCPA.
Leader(s):
Leader Bios
Lynn Fountain, CGMA, CRMA, MB, AICPA
Lynn Fountain, CGMA, CRMA, MBA
Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.
Non-Member Price $99.00
Member Price $79.00