Sarbanes Oxley - Sourcing Emerging Risks- 20 years later - Part 1
Online
1.60 Credits
Member Price $79.00
Non-Member Price $99.00
Overview
Emerging risks seem to be an issue for all business processes these days. It's been 20 years and counting since the Sarbanes-Oxley legislation was passed. In theory the legislative requirements outlined are still in place. Although the requirements haven't changed, time has changed and as a result, execution of the processes has most likely changed. However, it would be amiss to not recognize that the passage of time has changed our world. Think of various events such as economic change, technological evolution, the pandemic etc. These are just a few of the changes that may have impacted the manner in which we execute some of the processes outlined in the SOX legislation.
Objectives
- <style type="text/css"> </style> Review of risk sourcing concepts
- Evaluating third-party risks
- Understanding the impact of SOC reporting
- Evaluating cybersecurity risks
- Evaluating economic risks
- Assessing PCAOB updated standards
- Examining ITGC, data analytics and the power of technology
- Assessing other risks
Highlights
- Sarbanes-Oxley
- Accounting Risk Assessment
Designed For
Accountants, Internal and External Auditors, Finance Professionals
Prerequisites
Knowledge of Sarbanes-Oxley
Preparation
Knowledge of Sarbanes-Oxley
Notice
Your webinar can be accessed via https://ctcpas.acpen.com/. If you do not have an ACPEN account, please sign up for an account using the email address you have on file with CTCPA.
Leader(s):
Leader Bios
Lynn Fountain, CGMA, CRMA, MB, AICPA
Lynn Fountain, CGMA, CRMA, MBA
Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.
Non-Member Price $99.00
Member Price $79.00