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Promote Internal Whistleblowing and Succeed in Creating a Strong Speak Up Culture

Friday, May 21   12:00pm - 1:00pm

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Online

1.00 Credits

Member Price $39.00

Non-Member Price $59.00

Overview

The Department of Justice updated guidance regarding their evaluations of Corporate Compliance Programs in March 2023: “Prosecutors should assess whether the company’s complaint-handling process includes proactive measures to create a workplace atmosphere without fear of retaliation, appropriate processes for the submission of complaints, and processes to protect whistleblowers.”

This course offers recommendations for employers to consider when developing or augmenting an internal complaint handling process. Organizations benefit when whistleblowers trust the process and choose to promptly report their concerns internally. The measures offered promote a strong speak up culture and align with the Department of Justice's guidance. 

Objectives

  • Identify and develop systems and processes to increase the likelihood of internal complaint reporting
  • Focus on positive and supportive messaging to whistleblowers 
  • Establish protocols for protecting whistleblower identities and confidential information
  • Rrovide clear assurances regarding protections from retaliation
  • Establish clear timelines for responding, investigating, following up and concluding
  • Provide consistent and clear guidance about investigative and communication protocols 

Highlights

  • Speak up culture
  • Encouraging internal whistleblowing
  • Ethical culture
  • Internal complaint reporting processes

Designed For

HR professionals, ethics and compliance practitioners, risk management specialists, internal auditors  

Prerequisites

None

Preparation

None

Notice

Your webinar can be accessed via https://ctcpas.acpen.com/. If you do not have an ACPEN account, please sign up for an account using the email address you have on file with CTCPA.

Leader(s):

Leader Bios

Robin Rohmer, Ethically Aligned, LLC

Robin Rohmer Owner Ethically Aligned LLC

With over 25 years’ experience in corporate Ethics & Compliance, Financial Services’ Operations and Internal Audit, Robin has extensive experience building and promoting Ethics best practices, evaluating technology solutions, and implementing processes to assess and mitigate retaliation risk. Prior to consulting, Robin was an Executive Director for KPMG’s Ethics and Compliance team.

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Non-Member Price $59.00

Member Price $39.00